Independent Recordkeeping Meets Smart Tech, and Digital Transformation
Specialized Transfer Agent - Servicing Public and Private Companies
Specialized Transfer Agent - Servicing Public and Private Companies

As a SEC registered Transfer Agent, IssuerOne provides regulated infrastructure for maintaining securityholder records, processing investor transactions, and executing corporate actions across public companies, funds, private issuers, and alternative investment vehicles. While providing investors with reliable access.

Applying regulated transfer agency standards to tokenized securities and other digital asset securities, combining traditional cap table control with blockchain‑aware technology.

Shareholder and Securityholder Recordkeeping

Help both public and private company issuers demonstrate that ownership records, transactions, and distributions are handled under a regulated, well‑governed framework. Adherence to SEC transfer agent rules support the issuer’s own Exchange Act reporting, internal control, and market‑integrity obligations. Provides independent recordkeepi
Help both public and private company issuers demonstrate that ownership records, transactions, and distributions are handled under a regulated, well‑governed framework. Adherence to SEC transfer agent rules support the issuer’s own Exchange Act reporting, internal control, and market‑integrity obligations. Provides independent recordkeeping and transaction controls that support financings, investor due diligence, audits, and board‑level governance expectations. KYC/AML & reporting support
Mon | 09:00 am – 05:00 pm | |
Tue | 09:00 am – 05:00 pm | |
Wed | 09:00 am – 05:00 pm | |
Thu | 09:00 am – 05:00 pm | |
Fri | 09:00 am – 05:00 pm | |
Sat | Closed | |
Sun | Closed |
Last updated: January 1, 2026
IssuerOne LLC (“[IssuerOne”, “we”, “us”, or “our”) respects your privacy and is committed to protecting personal information entrusted to us. This Privacy Policy explains how we collect, use, disclose, and protect information when you visit our websites, use our online services, or otherwise interact with us (collectively, the “Services”).
1. Information we collect
The information we collect depends on how you interact with us and the Services. We may collect:
We may aggregate or de‑identify information so it can no longer reasonably be linked to a particular individual; such data is not treated as personal information under this Policy.
2. How we use information
We use the information described above for the following purposes:
We will use personal information only as permitted by applicable law and, where required, will rely on a valid legal basis (such as performance of a contract, compliance with legal obligations, legitimate interests, or your consent).
3. How we share information
We may share personal information as follows, subject to applicable law and any rights you may have to limit sharing under GLBA, Regulation S‑P, or other laws:
We do not sell personal information as that term is defined under certain state privacy laws, and we do not share personal information with non‑affiliated third parties for their own marketing purposes without offering any required opt‑out rights.
4. Cookies and analytics
We use cookies and similar technologies to operate and improve the Services.
You can manage cookies through your browser settings, which may allow you to block or delete cookies. If you choose to disable cookies, some features of the Services may not function properly.
Where required by law (e.g., in the EU/UK under GDPR), we will seek your consent before placing non‑essential cookies and will honor your choices.
5. Your privacy rights
Your rights depend on where you reside and how you interact with us.
To exercise these rights, you may contact us using the information in the “Contact us” section below. We will not discriminate against you for exercising your privacy rights.
We may need to verify your identity before fulfilling certain requests and may deny requests as permitted by law (for example, where fulfilling the request would conflict with our legal obligations or legitimate business needs).
6. Data security
We maintain administrative, technical, and physical safeguards designed to protect personal information against unauthorized access, use, loss, theft, or disclosure, consistent with our obligations under GLBA, Regulation S‑P, and other applicable laws.
Our information‑security program includes risk‑based controls, employee training, access controls, vendor oversight, and procedures to detect, respond to, and recover from data security incidents.
Where required by law, we will notify you of a data breach involving your personal information without unreasonable delay and in accordance with applicable regulatory timelines.
7. Data retention
We retain personal information for as long as necessary to:
When information is no longer needed for these purposes, we will delete, de‑identify, or otherwise dispose of it securely, consistent with our data‑retention and disposal policies.
8. Children’s privacy
The Services are not directed to children under the age of 13, and we do not knowingly collect personal information from children under 13 without verifiable parental consent.
If we become aware that we have collected personal information from a child under 13 in violation of applicable law, we will take steps to delete that information.
9. Third‑party websites and services
The Services may contain links to websites or services operated by third parties. This Privacy Policy does not apply to those third‑party websites or services, and we are not responsible for their privacy or security practices.
You should review the privacy policies of those third parties to understand how they handle your information.
10. Changes to this Privacy Policy
We may update this Privacy Policy from time to time to reflect changes in our practices, technology, legal requirements, or other factors.
When we make material changes, we will update the “Last updated” date at the top of this Policy and, where required by law, provide additional notice (such as by posting a notice on our website or sending you a communication).
11. Contact us
If you have questions about this Privacy Policy or our privacy practices, or if you wish to exercise your privacy rights, please contact us at:
IssuerOne LLC
101 Hudson Street, 21st Flr
Jersey City, NJ 07302
[email protected]
Copyright © 2026 Issuer One Transfer Agent - All Rights Reserved.
SEC Registered Transfer Agent
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